Gilbert Law Summaries Securities Regulation

Author: Niels B. Schaumann

Publisher: Gilberts Law Summaries

ISBN: 9780159004371

Category: Law

Page: 543

View: 6395

The topics covered in this outline are Securities and Exchange Commission, jurisdiction and interstate commerce, and the Securities Act of 1933 (including persons and property interest covered, registration statements, exemptions from registration requirements, and liabilities). Also discussed are the Securities Exchange Act of 1934 (including Rule 10b-5, tender offers and repurchases of stock, regulation of proxy solicitations, liability for short-swing profits on insider transactions, and S.E.C. enforcement actions), regulation of the securities markets, multinational transactions, and the state regulation of securities transactions.

Gilbert Law Summaries

Securities regulation

Author: David H. Barber,Niels B. Schaumann

Publisher: N.A

ISBN: 9780159004371

Category: Securities

Page: 478

View: 3243

The topics covered in this outline are Securities and Exchange Commission, jurisdiction and interstate commerce, and the Securities Act of 1933 (including persons and property interest covered, registration statements, exemptions from registration requirements, and liabilities). Also discussed are the Securities Exchange Act of 1934 (including Rule 10b-5, tender offers and repurchases of stock, regulation of proxy solicitations, liability for short-swing profits on insider transactions, and S.E.C. enforcement actions), regulation of the securities markets, multinational transactions, and the state regulation of securities transactions.

Gilbert Securities Regulation

Author: Niels B. Schaumann

Publisher: N.A

ISBN: 9780159003268

Category: Business & Economics

Page: 421

View: 8065

Gilbert Law Summaries, Corporations

Author: Jesse H. Choper

Publisher: Gilbert

ISBN: 9781634598828

Category:

Page: 410

View: 6055

This outline clearly examines the full range of issues that arise in classes focused on business organizations. The central distinctions among business forms such as general and limited partnerships, limited liability corporations as well as close and public corporations. Both federal and state statutes that regulate the affairs of corporations are examined. The legal requirements for their formation, operation and management. Also includes shareholders' right to inspect records, shareholders' suits, capitalization, dividends, redemption of shares, fundamental changes in corporate structure, and applicable conflict of laws principles. Contemporary practices and legal provisions addressing corporate governance are described. Special attention is given to the fiduciary obligations of owners and managers as well as the governance rights of shareholders. The materials provide detailed coverage of the federal provisions addressing proxy solicitations, insider trading, disclosure requirements and the scope of the anti-fraud provision Rule 10b-5. The outline provides comprehensive treatment of a wide range of mergers and acquisition issues including the procedural requirements to effect acquisitions, the fiduciary obligations to defend and transfer control, and the intricate case law surrounding self-dealing acquisitions.

Understanding Securities Law

Author: Marc I. Steinberg

Publisher: LexisNexis

ISBN: 0769891241

Category: Law

Page: N.A

View: 5058

This Understanding treatise follows a logical sequence of analysis of a securities issue. The author begins by defining a "security" and registration exemptions, and then continues through the process for non-exempt transactions. Understanding Securities Law clearly, thoroughly, and concisely addresses the subjects covered in basic Securities Regulation courses, including: • The definition of securities exemptions from registration; • the registration framework and process; • Sarbanes-Oxley Act; • SEC Securities Act Offering Rules; • Resales and reorganizations; • Due diligence; • Liabilities and remedies; • Affirmative disclosure duties; • Insider trading; • SEC enforcement; and • Professional responsibility. The author also includes a glossary of key terms, statutes, rules, regulations and forms and schedules, and comparative charts synopsizing previously discussed materials. The text covers the regulation of public and privately held companies under the Securities Acts, SEC "fraud" concepts, civil liabilities under the securities laws, and state "Blue Sky" laws. It also discusses the Sarbanes-Oxley legislation, SEC public offering rules, SEC regulations on the resale of securities, and recent federal Supreme Court and appellate court decisions. The eBook version of this title feature links to Lexis Advance for further legal research options.

Securities regulation in a nutshell

Author: David L. Ratner

Publisher: West Publishing Company

ISBN: N.A

Category: Business & Economics

Page: 322

View: 6164

Property

Author: James E. Krier,Jesse Dukeminier

Publisher: Gilberts Law Summaries

ISBN: 9780314172334

Category: Law

Page: 595

View: 1811

The subjects discussed in this outline are possession (including wild animals, bailments, and adverse possession), gifts and sales of personal property, freehold possessory estates, and future interests (including reversion, possibility of reverter, right of entry, executory interests, and rule against perpetuities). Also included are tenancy in common, joint tenancy, and tenancy by the entirety, condominiums, cooperatives, marital property, landlord and tenant, and easements and covenants. This outline also covers nuisance, rights in airspace and water, right to support, zoning, eminent domain, sale of land (including mortgage, deed, and warranties of title), and methods of title assurance

Legal Research, Writing, & Analysis

Author: Peter Jan Honigsberg,Edith Ho

Publisher: Gilberts Law Summaries

ISBN: 9780314276186

Category: Law

Page: 197

View: 4211

This outline covers court systems, precedent, case reporting system (including regional and state reporters, headnotes and the West Key Number System, citations, and case finding), statutes, constitutions, and legislative history, and secondary sources (including treatises, law reviews, digests, and restatements). Also discussed are administrative agencies (including regulations, and looseleaf services), Shepard's Citations, computers in legal research, reading and understanding a case (including briefing a case), using legal source books, basic guidelines for legal writing, organizing your research, writing a memorandum of law, writing a brief, and writing an opinion or client letter.

Gilbert Law Summary on Criminal Procedure

Author: Paul Marcus,Melanie Wilson

Publisher: Gilbert

ISBN: 9781634590440

Category:

Page: 338

View: 7127

The topics covered in this criminal procedure outline are the exclusionary rule, arrests and other detentions, search and seizure, privilege against self-incrimination, confessions, and preliminary hearing. Discusses bail, indictment, speedy trial, competency to stand trial, government's obligation to disclose information, right to jury trial, and right to counsel. Also includes right to confront witnesses, burden of proof, insanity, entrapment, guilty pleas, sentencing, death penalty, ex post facto issues, appeal, habeas corpus, juvenile offenders, prisoners' rights, and double jeopardy.

Securities Regulation

Cases and Materials

Author: Thomas Lee Hazen,David L. Ratner

Publisher: West Group

ISBN: 9780314239655

Category: Law

Page: 1234

View: 9753

Follows the general format of the very popular and teachable earlier editions, with several significant improvements. The new edition also includes extensive descriptions of the changes embodied in the Private Securities Litigation Reform Act of 1995. Covers the basic principles of securities law, the requirements for disclosure by issuers of securities, the "antifraud" provisions, and regulation of the securities industry and markets. Progresses from simpler to more complex developments of the law in each problem area.

Securities Law

Author: Larry D. Soderquist,Theresa A. Gabaldon

Publisher: N.A

ISBN: N.A

Category: Law

Page: 213

View: 6774

Professors Larry D. Soderquist and Theresa A. Gabaldoh have authored a concise, well organized text that provides a solid understanding of the basic securities laws. Terms and concepts are detailed to assist the student in understanding securities law and to make it a vibrant subject for study. Highlights include: What is a Security, World of Securities Law, Business Context of Securities Law, What can be done during Securities Act Registration, How Securities are Registered under the Securities Act, Exemptions from the Registration Requirements, Resales by Security Holders, Liability for Violations of the Securities Act, Commission's General Exemptive Authority and Registration and Periodic Reporting Under the Exchange Act, Proxy Regulation, Tender Offers, Rule 10b-5, Short-swing Trading Under Section 16, Exchange Act Regulation of the Securities Business, International Aspects of Securities Law. As part of our hew Foundation Press Concepts and Insights Series, we are proud to offer professors and students this concise and insightful guide. Book jacket.

Commercial Paper and Payment Law, 16th

Author: Douglas J. Whaley

Publisher: Gilberts Law Summaries

ISBN: 9780314166494

Category: Law

Page: 226

View: 3942

The topics covered in this outline include types of commercial paper, negotiability, negotiation, holders in due course, and claims and defenses on negotiable instruments, including real defenses and personal defenses. Also discussed are liability of the parties (including merger rule, suits on the instrument, warranty suits, and conversion), bank deposits and collections, forgery or alteration of negotiable instruments, and electronic banking.

Securities Regulation in a Nutshell

Author: Thomas Hazen

Publisher: West Academic Publishing

ISBN: 9781683283188

Category:

Page: 449

View: 5765

This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.

Investment Adviser Regulation in a Nutshell

Author: Jeffrey J. Haas,Steven R. Howard (J.D.)

Publisher: West Academic

ISBN: 9780314172655

Category: Law

Page: 558

View: 1544

This book is designed for those interested in learning the fundamentals of investment adviser regulation as set forth primarily in the Investment Advisers Act of 1940 and the rules and regulations promulgated by the Securities and Exchange Commission thereunder. In particular, it is targeted towards investment advisers and their chief compliance officers. However, those associated with mutual funds, hedge funds, private equity funds and collateralized debt obligation (CDO) funds will likely find it useful as well.

Gilbert Law Summary on Criminal Law

Author: George Dix

Publisher: Gilbert

ISBN: 9781634593854

Category:

Page: 379

View: 5025

The topics discussed in this criminal law outline are elements of crimes (including actus reus, mens rea, and causation), vicarious liability, complicity in crime, criminal liability of corporations, and defenses (including insanity, diminished capacity, intoxication, ignorance, and self-defense). Also included are inchoate crimes, homicide, other crimes against the person, crimes against habitation (including burglary and arson), crimes against property, offenses against the government, and offenses against the administration of justice.

Words on Cassette, 2002

Author: R R Bowker Publishing

Publisher: Rr Bowker Llc

ISBN: 9780835245166

Category: Reference

Page: 4891

View: 2896

Gilbert Law Summaries

Evidence

Author: Jon R. Waltz,Roger C. Park

Publisher: Harcourt Legal & Professional pubns

ISBN: 9780159003855

Category: Law

Page: 387

View: 4061