Gilbert Law Summaries

Securities regulation

Author: David H. Barber,Niels B. Schaumann

Publisher: N.A

ISBN: 9780159004371

Category: Securities

Page: 478

View: 2044

The topics covered in this outline are Securities and Exchange Commission, jurisdiction and interstate commerce, and the Securities Act of 1933 (including persons and property interest covered, registration statements, exemptions from registration requirements, and liabilities). Also discussed are the Securities Exchange Act of 1934 (including Rule 10b-5, tender offers and repurchases of stock, regulation of proxy solicitations, liability for short-swing profits on insider transactions, and S.E.C. enforcement actions), regulation of the securities markets, multinational transactions, and the state regulation of securities transactions.

Gilbert Law Summaries Securities Regulation

Author: Niels B. Schaumann

Publisher: Gilberts Law Summaries

ISBN: 9780159004371

Category: Law

Page: 543

View: 9703

The topics covered in this outline are Securities and Exchange Commission, jurisdiction and interstate commerce, and the Securities Act of 1933 (including persons and property interest covered, registration statements, exemptions from registration requirements, and liabilities). Also discussed are the Securities Exchange Act of 1934 (including Rule 10b-5, tender offers and repurchases of stock, regulation of proxy solicitations, liability for short-swing profits on insider transactions, and S.E.C. enforcement actions), regulation of the securities markets, multinational transactions, and the state regulation of securities transactions.

Gilbert Securities Regulation

Author: Niels B. Schaumann

Publisher: N.A

ISBN: 9780159003268

Category: Business & Economics

Page: 421

View: 2533

Securities Regulation

Author: Niels B. Schaumann

Publisher: Gilberts Law Summaries

ISBN: 9780314181114

Category: Law

Page: 574

View: 7787

This product contains an outline on securities regulation. Topics covered include the Securities and Exchange Commission (SEC), jurisdiction and interstate commerce, and the Securities Act of 1933 (including persons and property interests covered, registration statements, exemptions from registration requirements, and liabilities). It also discusses the Securities Exchange Act of 1934 (including rule 10b-5, tender offers and repurchases of stock, regulation of proxy solicitations, liability for short-swing profits on insider transactions, and SEC enforcement actions), regulation of the securities markets, multinational transactions, and the state regulation of securities transactions.

Words on Cassette, 2002

Author: R R Bowker Publishing

Publisher: Rr Bowker Llc

ISBN: 9780835245166

Category: Reference

Page: 4891

View: 7427

Gilbert Law Summaries

Property

Author: Jesse Dukeminier

Publisher: Gilberts Law Summaries

ISBN: 9780159004265

Category: Law

Page: 457

View: 9797

Gilbert Law Summaries

Evidence

Author: Jon R. Waltz,Roger C. Park

Publisher: Harcourt Legal & Professional pubns

ISBN: 9780159003855

Category: Law

Page: 387

View: 8709

Gilbert Law Summaries

Evidence

Author: John Kaplan,Jon R. Waltz,Roger C. Park

Publisher: N.A

ISBN: 9780159003855

Category: Evidence (Law)

Page: 387

View: 1718

Gilbert Law Summaries

Constitutional law

Author: Jesse H. Choper

Publisher: N.A

ISBN: 9780159004845

Category: Constitutional law

Page: 355

View: 5663

Gilbert law summaries

Constitutional law

Author: J. H. Choper

Publisher: N.A

ISBN: 9780159002650

Category: Constitutional law

Page: 291

View: 1681

Gilbert Law Summaries

Federal courts

Author: William A. Fletcher

Publisher: N.A

ISBN: 9780159002322

Category: Courts

Page: 313

View: 4558

The Federal Courts ouline discusses Article III courts, the "case or controversy" requirement, justiciability, advisory opinions, political questions, and ripeness. Also includes mootness, standing, congressional power over federal court jurisdiction, Supreme Court jurisdiction, district court subject matter jurisdiction (including federal question jurisdiction and diversity jurisdiction), and pendent and ancillary jurisdiction. Other topics include removal jurisdiction, venue, forum non conveniens, law applied in the federal courts (including Erie Doctrine), federal law in the state courts, abstention, habeas corpus for state prisoners, federal injunctions against state court proceedings, and Eleventh Amendment.

Compassion Focused Therapy

Author: Paul Gilbert,Guido Plata

Publisher: Junfermann Verlag GmbH

ISBN: 3873879352

Category:

Page: N.A

View: 857

Der Minderheitsschutz im Gesellschaftsrecht

Author: Christian Hofmann

Publisher: Walter de Gruyter

ISBN: 3110248247

Category: Law

Page: 710

View: 8548

Minority rights are comprised of the individual rights of the minority, which grant the right to make claims in particular situations, and also the disproportionately significant right to defend against the power of the majority. The legal challenge is to ensure effective and balanced legal protection in diverse conflict situations. This work seeks to develop a well-balanced system that is able to function harmoniously in various situations relevant to the minority.

Securities Regulation

Adaptable to Seventh Edition of Jennings Casebook

Author: David H. Barber

Publisher: Gilberts Law Summaries

ISBN: 9780159002537

Category: Law

Page: 324

View: 321

This title gives a detailed analysis of the important cases in the securities regulation casebook by Jennings. Each casebrief explains the facts, issues, holdings, and the court's rationale, as well as the concurrences, dissents, and commentaries. It also includes background information and statements of law to demonstrate how these cases relate to the relevant law. This title includes cases that pertain to regulation of the original distribution of securities, regulation of securities trading, civil liabilities, Securities and Exchange Commission (S.E.C.) enforcement actions, criminal enforcement, and transnational transactions.

Sarbanes-Oxley For Dummies

Author: Jill Gilbert Welytok

Publisher: John Wiley & Sons

ISBN: 0470040831

Category: Business & Economics

Page: 364

View: 6269

Whether you’re a CEO or a file clerk, it’s important to understand Sarbanes-Oxley, the post-Enron legislation aimed at keeping corporations honest and ethical. However, with over eighty pages of dense, wordy language in the statute and thousands of pages of related congressional hearings, getting a firm grip of SOX can fluster even the most well-informed businessperson. Sarbanes-Oxley For Dummies is the no-nonsense, plain-English guide to this new law that leads you through its rules and pronouncements, giving you a sense of how to anticipate future trends and traps in this area of the law. With this trusty book, you’ll get a handle on the important aspects of the legislation, how it affects you and your company, and how companies can comply more cost-effectively. It provides you with the knowledge to: Understand why SOX was created Determine what aspects of SOX apply to your company Develop meaningful standards for your company Institute cost-effective compliance with SOX Manage and streamline Section 404 compliance Find specific SEC laws and pronouncements Interpret media accounts, court cases, and economic projections Avoid lawsuits and regulatory actions Anticipate future SEC rules and PCAOB pronouncements This book also shows you how to build an effective audit committee and makes suggestions on sensible precautions that every manager should take in order to avoid legal troubles. Complete with the entire Sarbanes-Oxley act and sample documents, Sarbanes-Oxley For Dummies helps you discover how to follow the law and protect your business.

Islamic Capital Markets and Products

Managing Capital and Liquidity Requirements Under Basel III

Author: Simon Archer,Rifaat Ahmed Abdel Karim

Publisher: John Wiley & Sons

ISBN: 1119218837

Category: Business & Economics

Page: 328

View: 8773

Ensure Basel III compliance with expert analysis specific to Islamic Finance Islamic Capital Markets and Products provides a thorough examination of Islamic capital markets (ICM), with particular attention to the products that they offer and the legal and regulatory infrastructure within which they operate. Since Islamic banks act as asset managers, attention is paid to the regulatory challenges which they face in the light of Basel III, as regards both eligible capital and liquidity risk management. The authors of the chapters are professionals and practitioners, and write from experience. The editors also contributed to some of the chapters. The markets and products covered include Islamic equities, Islamic investment certificates (Sukūk) which are Shari'ah compliant alternatives to conventional bonds, and Islamic Collective Investment Schemes. The coverage of legal and regulatory issues includes an examination of the implications for ICM of securities laws and regulations and of Basel III, as well as collateralisation issues. Shari'ah compliance aspects, in terms both of the selection criteria for Islamic equities and of the 'purification' of impermissible components of income, are also examined in some detail, as are the implications of Basel III for eligible capital in general and for Shari'ah compliant capital instruments in particular. A similar analysis is also made of the implications of the Basel III requirements for liquidity risk management and high quality liquid assets (HQLA), including Shari'ah compliant HQLA. The book concludes with three case studies, two describing the ICM in Malaysia and Bahrain and a third which describes Sukūk issued as Shari'ah compliant capital instruments, followed by brief concluding remarks by the editors.

Running Lean : [das How-to für erfolgreiche Innovationen ; für Startups, Existenzgründer und Produktentwickler]

Author: Ash Maurya

Publisher: O'Reilly Germany

ISBN: 3955611272

Category:

Page: 214

View: 3704

Warum scheitern so viele Startups und neue Produkte? Und wie kann man die Chancen deutlich erhohen, mit einer Innovation erfolgreich zu sein? Als Antwort auf diese Fragen hat Ash Maurya die in diesem Buch vorgestellte Methode entwickelt, die auf Strategien des Lean Management und der agilen Entwicklung aufbaut und speziell auf Innovationsprozesse zugeschnitten ist. Der Trick besteht darin, fruhzeitig, konsequent und in allen Projektphasen potenzielle Kunden in den Entwicklungsprozess einzubeziehen und das eigene Geschaftsmodell immer wieder zu hinterfragen. Ein entscheidendes Tool ist dabei die "Lean Canvas," ein Template, das eine einfache Visualisierung des Businessplans ermoglicht und erheblich einfacher zu erfassen und zu uberarbeiten ist als die ublichen, viele Seiten starken Konzeptpapiere. Ash Maurya hat die Methode anhand eigener Projekte entwickelt und erfolgreich getestet. In Running Lean erlautert er sie ganz praktisch mit Schritt-fur-Schritt-Anleitungen anhand eines konkreten Beispiels. Alle Schritte konnen einfach nachvollzogen und auf die eigenen Innovationsprojekte angewandt werden. Die Lean Canvas sowie die Fragebogen fur Kundeninterviews lassen sich direkt aus dem Buch ubernehmen. Ein Problem identifizieren, das viele Menschen umtreibt, und eine Losung dafur definieren. Die Kunden in den gesamten Entwicklungsprozess einbinden. Das Produkt / die Idee kontinuierlich testen, in immer kurzeren Iterationszyklen. Erkennen, wann die Marschrichtung geandert werden sollte. Entwicklungsgeschwindigkeit, Erkenntnisprozesse und Ausrichtung optimieren. Den idealen Zeitpunkt fur Finanzierungsrunden finden.

Börsenerfolg ist kein Zufall

die besten Investmentstrategien für das neue Jahrtausend

Author: Burton G. Malkiel

Publisher: FinanzBuch Verlag

ISBN: 9783932114342

Category: Investments

Page: 411

View: 3788